Peter A. Panariello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Anthony Panariello, who also goes by Peter A Panariello, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 17 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2000 - August 23, 2000
THE MINNEAPOLIS COMPANY, INC.
August 10, 1998 - January 25, 1999
MAGNUM SECURITIES OF NEW YORK INC.
January 28, 1998 - May 18, 1998
CREATIVE CAPITAL MANAGEMENT CORPORATION
February 25, 1997 - June 30, 1997
THE HAMILTON-SHEA GROUP, INC.
October 11, 1996 - December 13, 1996
LANDMARK INTERNATIONAL EQUITIES
August 12, 1996 - November 27, 1996
EURO-ATLANTIC SECURITIES INC.
April 9, 1996 - June 17, 1996
PRESTON LANGLEY ASSET MANAGEMENT, INC.
October 27, 1995 - March 1, 1996
JANNEY MONTGOMERY SCOTT LLC
July 15, 1994 - October 10, 1995
GRUNTAL & CO., L.L.C.
April 7, 1992 - June 14, 1994
GILFORD SECURITIES INCORPORATED
August 7, 1991 - March 2, 1992
MARKETING ONE SECURITIES, INC.
January 11, 1991 - January 25, 1991
CITICORP FINANCIAL SERVICES,INC.
February 26, 1990 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
December 6, 1988 - March 26, 1990
MADISON CHAPIN ASSOCS., INC.
October 5, 1988 - December 17, 1988
INVESTORS CENTER, INC.
January 19, 1988 - October 21, 1988
LEHMAN BROTHERS INC.
October 22, 1985 - November 26, 1986
GMST WORLD MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE MINNEAPOLIS COMPANY, INC.
CRD#: 38859 / SEC#: , 8-48448
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
