Linda L. Hadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Lee Hadden was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2003. Linda had worked at 2 firms and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2013 - March 18, 2016
SPENCER EDWARDS, INC.
April 30, 2003 - April 2, 2013
JERA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 11
Date: 4/29/2003
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
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