Charles D. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Devaux Turner SR, who also goes by Charles Devaux Turner, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1985. Charles had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1990 - April 1, 1991
HAMILTON INVESTMENTS, INC.
September 24, 1987 - August 8, 1990
TUCKER ANTHONY INCORPORATED
October 15, 1986 - October 8, 1987
SIGNATOR INVESTORS, INC.
August 2, 1985 - October 16, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMILTON INVESTMENTS, INC.
CRD#: 821 / SEC#: , 8-1959
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
