Wilbert P. Prejean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilbert Paul Prejean, who also goes by Wil Prejean, Wilbert Paul Prejean Jr, was a registered financial professional .
Wilbert is a previously registered financial professional and started their career in finance in 1985. Wilbert had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2014 - May 20, 2016
FORESTERS EQUITY SERVICES, INC.
March 23, 2010 - December 31, 2011
GWN SECURITIES INC.
October 4, 2007 - March 10, 2008
FIRST ALLIED SECURITIES, INC.
September 10, 2004 - October 7, 2005
ADP BROKER-DEALER, INC.
August 6, 2002 - June 29, 2004
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
April 9, 2001 - November 5, 2003
VALIC FINANCIAL ADVISORS, INC.
August 27, 1997 - November 5, 2003
VALIC FINANCIAL ADVISORS, INC.
July 1, 1997 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
December 3, 1993 - March 25, 1997
MARKETING ONE SECURITIES, INC.
April 8, 1992 - December 21, 1993
WALL STREET ACCESS
April 6, 1989 - February 6, 1992
UNITED PACIFIC FINANCIAL SERVICES, INC.
July 29, 1988 - April 12, 1989
EMPOWER FINANCIAL SERVICES, INC.
June 3, 1988 - April 24, 1989
THE GREAT-WEST LIFE ASSURANCE COMPANY
January 17, 1986 - April 19, 1988
GAF FINANCIAL AND INSURANCE SERVICES
July 1, 1985 - April 14, 1988
PAMCO SECURITIES AND INSURANCE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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