Bryan D. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Donald Smith was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1985. Bryan had worked at 12 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2014 - July 27, 2015
AEQUITAS INVESTMENT MANAGEMENT, LLC
July 21, 2011 - August 23, 2013
MATISSE CAPITAL
November 3, 2008 - March 21, 2011
GAMBLE JONES INVESTMENT COUNSEL
June 13, 2006 - September 25, 2008
TD AMERITRADE, INC.
April 22, 2006 - September 25, 2008
TD AMERITRADE, INC.
May 19, 2005 - December 14, 2005
AMERITRADE ADVISORY SERVICES LLC
November 19, 2004 - October 9, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 12, 2004 - April 22, 2006
TD AMERITRADE CLEARING, INC.
May 24, 1995 - July 23, 2004
AMERITRADE NORTHWEST, INC.
August 14, 1989 - May 2, 1995
COLUMBIA FINANCIAL CENTER INCORPORATED
April 22, 1986 - December 31, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
March 17, 1986 - November 20, 1986
INVESTORS BROKERAGE SERVICES, INC.
June 21, 1985 - August 8, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
AEQUITAS INVESTMENT MANAGEMENT, LLC
CRD#: 143780 / SEC#: 801-68039
Contact information
Red Flags
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