Brian W. Keane

SEABROOK PARTNERS LLC

Mclean, VA 22101

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CRD#: 1382496

Professional summary

Brian Walter Keane is a registered financial professional currently at SEABROOK PARTNERS LLC located in Mclean, Virginia.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Walter Keane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2011 - Present

SEABROOK PARTNERS LLC

Office #1: 1356 Beverly Road Suite 300, Mclean, VA 22101Office #2: 1356 Beverly Road Suite 300, Mclean, VA 22101

CRD#: 156581

Mclean, VA

Past

January 6, 2011 - December 21, 2011

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

BETHEDSDA, MD

Past

June 9, 2009 - May 26, 2010

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 1, 2009 - December 23, 2010

MORGAN STANLEY

CRD#: 149777

WASHINGTON, DC

Past

February 15, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 17, 2003 - January 3, 2006

CLARIS ADVISORS LLC

CRD#: 126037

VIENNA, VA

Past

November 28, 1997 - March 10, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

December 24, 1992 - March 10, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/21/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 7/17/2003

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SEABROOK PARTNERS LLC

CRD#: 156581 / SEC#: , 8-68807

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1356 Beverly Road Suite 300, Mclean, VA 22101

Mailing Address

1356 Beverly Road Suite 300, Mclean, VA 22101

Phone number

(301) 761-1804

Established

Maryland since 12/20/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
KEANE, BRIAN WALTER	MANAGING DIRECTOR, FINOP, CEO, CCO	1382496

Red Flags

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Advisor Monitoring

Firm Stability Insights

Brian W. Keane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Walter Keane's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLORADO FINANCIAL SERVICE CORPORATION

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CLARIS ADVISORS LLC

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/2004

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2003

Series 28

Date: 7/17/2003

Series 24

Date: 6/16/2003

FINRA

Current Firm

SEABROOK PARTNERS LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

SEABROOK PARTNERS LLC

TRUST BUT VERIFY

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