Philip W. Reitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip William Reitz was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1988. Philip had worked at 3 firms and has passed the Series 63, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2018 - March 17, 2022
VERIT ADVISORS CAPITAL MARKETS LLC
March 16, 1989 - June 16, 2017
WILLIAM BLAIR
September 9, 1988 - March 30, 1989
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCurrent Firm
VERIT ADVISORS CAPITAL MARKETS LLC
CRD#: 170833 / SEC#: , 8-69433
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VERIT ADVISORS LLC | SHAREHOLDER/MANAGING MEMBER | |
| JOSEPHS, MARY S | CEO/CCO | 5284807 |
Red Flags
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