Bart M. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bart M Green JR, who also goes by Bart M Green, Bart Mesa Green Jr, Bart Mese Green Jr, was a registered financial professional .
Bart is a previously registered financial professional and started their career in finance in 1986. Bart had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2008 - November 17, 2016
FIRST CLEARING, LLC
January 1, 2008 - May 21, 2025
WELLS FARGO CLEARING SERVICES, LLC
April 30, 1999 - January 3, 2008
A. G. EDWARDS & SONS, INC.
May 23, 1986 - April 9, 1999
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/1/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 4/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIRST CLEARING, LLC
CRD#: 17344 / SEC#: , 8-35158
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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