Peter M. Finnican
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Matthew Finnican was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2015 - January 9, 2023
G.DISTRIBUTORS, LLC
May 27, 2015 - December 31, 2019
G.RESEARCH, LLC
June 7, 2000 - July 23, 2007
UBS SECURITIES LLC
January 11, 1996 - July 30, 1997
FORUM CAPITAL MARKETS LLC
April 20, 1988 - January 26, 1996
MORGAN STANLEY & CO. LLC
July 23, 1985 - May 4, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
G.DISTRIBUTORS, LLC
CRD#: 155071 / SEC#: , 8-68697
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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