Miriam S. Baird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miriam Sisk Baird, who also goes by Miriam S. Baird, Miriam Sisk Campbell, Miriam Sisk Oakley, Miriam Sisk Pinson, Miriam Anne Sisk, was a registered financial professional .
Miriam is a previously registered financial professional and started their career in finance in 1985. Miriam had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2015 - September 22, 2017
PINNACLE WEALTH ADVISORS
January 4, 2010 - December 31, 2014
PINNACLE WEALTH ADVISORS
January 2, 2009 - January 12, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 15, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 25, 2006 - January 12, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 13, 2004 - November 16, 2005
UBS FINANCIAL SERVICES INC.
August 14, 2000 - November 16, 2005
UBS FINANCIAL SERVICES INC.
June 25, 1985 - August 14, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PINNACLE WEALTH ADVISORS
CRD#: 132634 / SEC#: 801-67352
Contact information
Regulatory assets under management
| Total Number of Accounts | 259 |
| AUM (Assets Under Management) | $ 936,496,459 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2025 | ||
| 03/28/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
