Jeffrey M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Martin Brown, who also goes by Jeffrey M Brown, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2009 - October 12, 2012
TULLETT PREBON FINANCIAL SERVICES LLC
May 2, 2006 - June 13, 2007
PREBON SECURITIES (USA) INC.
September 29, 2000 - July 9, 2002
PREBON SECURITIES (USA) INC.
September 29, 2000 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
September 29, 1997 - November 17, 1998
MONEY CONCEPTS CAPITAL CORP
February 19, 1986 - November 2, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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