AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GG

Gary K. Grinberg

Some features on this profile are disabled
CRD#: 1381326
GG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Kent Grinberg was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 31, 2018 - September 23, 2021

BETA WEALTH GROUP, INC

RIA
CRD#: 165224
Cardiff, CA
Past

April 15, 2016 - August 17, 2018

VINTAGE WEST CAPITAL MANAGEMENT

RIA
CRD#: 170186
CARDIFF BY THE SEA, CA
Past

October 11, 2013 - April 1, 2016

PLATINUM WEALTH PARTNERS

RIA
CRD#: 145507
TAMPA, FL
Past

October 11, 2013 - August 1, 2018

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
CARDIFF BY THE SEA, CA
Past

June 1, 2009 - October 23, 2013

MORGAN STANLEY

RIA
CRD#: 149777
RANCHO SANTE FE, CA
Past

June 1, 2009 - October 23, 2013

MORGAN STANLEY

BD
CRD#: 149777
RANCHO SANTE FE, CA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
RANCHO SANTE FE, CA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
RANCHO SANTE FE, CA
Past

November 2, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
RANCHO SANTE FE, CA
Past

March 22, 1988 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
RANCHO SANTE FE, CA
Past

July 5, 1985 - April 19, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BETA WEALTH GROUP, INC
BETA ASSET MANAGEMENT | BETA WEALTH GROUP, INC | BETA WEALTH GROUP

CRD#: 165224 / SEC#: 801-77060

RIA
Registered Investment Advisory firm - (8/24/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/3/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/28/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/26/1985
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/1985
General Securities Representative Examination

Current Firm

BW
BETA WEALTH GROUP, INC
BETA ASSET MANAGEMENT | BETA WEALTH GROUP, INC | BETA WEALTH GROUP

CRD#: 165224 / SEC#: 801-77060

RIA
Registered Investment Advisory firm - (8/24/2012 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
11421 W. Bernardo Court, San Diego, CA 92127
Mailing Address
Phone number
(858) 207-3377
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BETA WEALTH GROUP - ADV 2A MAR 2025 (3/26/2025)
BETA WEALTH GROUP - WRAP BROCHURE - ADV 2A APP 1 - MAR 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts430
AUM (Assets Under Management)$ 428,982,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BETA WEALTH GROUP, INC

CRD#: 165224

TRUST BUT VERIFY

Monitor Gary Grinberg

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics