Douglas Scott Ruth
Professional Summary
Douglas Scott Ruth, who also goes by Doug Ruth, is a registered financial advisor currently at LENOX CAPITAL MANAGEMENT, INC. located in New Lenox, Illinois and LENOX FINANCIAL SERVICES, INC. located in New Lenox, Illinois. Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Douglas has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 87,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doug Ruth
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
LENOX CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
322 Alana Drive, New Lenox, IL 60451-1784Phone Number
(815) 485-5559# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
442AUM (Assets Under Management)
$108,955,239Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/26/2012)
(6/28/2012)
(7/28/1994)
(5/23/1998)
(1/30/1995)
(6/26/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2012About the Series 87 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 1994About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Douglas Scott Ruth's CRS (Customer Relationship Summary).
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