Branson L. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Branson Lee Davis was a registered financial professional .
Branson is a previously registered financial professional and started their career in finance in 1985. Branson had worked at 10 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 22, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 6, 2002 - February 26, 2018
SCOTTRADE, INC.
June 15, 2002 - September 24, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
August 24, 1987 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
May 22, 1987 - July 17, 1987
AMERIPRISE ADVISOR SERVICES, INC.
February 27, 1986 - May 20, 1987
FSC SECURITIES CORPORATION
June 21, 1985 - March 5, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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