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Stephen Eugene Wilson

CRD# 1380919·Registered 1985 - 1990
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Eugene Wilson was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1985 - 1990. Stephen had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
August 11, 1989 - September 28, 1990
MARSHALL DAVIS, INC.·CRD# 16278
BD
February 23, 1989 - September 1, 1989
POWER SECURITIES CORPORATION·CRD# 15527
BD
March 3, 1987 - February 28, 1989
GREAT LAKES EQUITIES CO.·CRD# 16175
BD
October 23, 1986 - December 26, 1986
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
July 30, 1986 - November 11, 1986
H.J. MEYERS & CO., INC.·CRD# 15609
BD
June 19, 1985 - August 6, 1986

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Current Firm

FF
FAIRCHILD FINANCIAL GROUP, INC.

FAIRCHILD FINANCIAL GROUP, INC. | VTR CAPITAL, INC. | VENTURE TRADING, INC.

CRD#: 21404 / SEC#: 8-38963
BD
Terminated by SEC on 01/22/2000

Contact Information

Established

Colorado since 11/03/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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