Stephen J. Malinowski
Professional summary
Stephen John Malinowski is a registered financial professional currently at CAPITAL PORTFOLIO MANAGEMENT, INC. located in Timonium, Maryland.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1990. Stephen has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen John Malinowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
CAPITAL PORTFOLIO MANAGEMENT, INC.
Office #1: 9515 Deereco Road Suite 1010, Timonium, MD 21093March 18, 2014 - May 1, 2025
PERCIVAL FINANCIAL PARTNERS, LTD.
October 16, 2009 - February 14, 2014
GLOBAL TRANSITION SOLUTIONS, INC.
January 22, 2001 - March 24, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 1990 - February 7, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2025)
(4/15/2025)
(4/15/2025)
Exams
FINRA
Current Firm
CAPITAL PORTFOLIO MANAGEMENT, INC.
CRD#: 29302 / SEC#: , 8-44225
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DYER, PATRICK VINCENT | PRESIDENT/COMMON STOCK SHAREHOLDER/CONTROL PERSON/CHIEF COMPLIANCE OFFICER | 1668143 |
| BATHURST, GERALD LEE | PREFERRED SHAREHOLDER - NON-VOTING | 4765994 |
| BURGSTINER, VIRGINIA L | PREFERRED SHAREHOLDER | |
| FRIES, LOUIS F. | PREFERRED SHAREHOLDER | 5688603 |
| MIDDLETON, STEVEN WEIHE | PREFERRED SHAREHOLDER | 4367629 |
| TAYLOR, LAVENA RUTH | PREFERRED SHAREHOLDER/NON-VOTING | 2579245 |
| BATHURST, ROSEMARY ANNE | PREFERRED SHAREHOLDER - NON-VOTING | 4765983 |
| EISWERT, MARY K | PREFERRED SHAREHOLDER | |
| MIDDLETON, KRISTIN W | PREFERRED SHAREHOLDER - NON VOTING | 4664838 |
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 15,800,000 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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