Keith G. Larose

BRADLEY FOSTER & SARGENT | Executive Vice President

Delray Beach, FL 33483

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CRD#: 1380847

Professional summary

Keith Glenn Larose is a registered financial advisor currently at BRADLEY FOSTER & SARGENT INC located in Delray Beach, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Keith has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Glenn Larose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

2015 - 2016

Financial Economics

- 1994

Economics

- 1984

Experience

Current

February 28, 2000 - Present

BRADLEY FOSTER & SARGENT INC

Office #1: 25 Seabreeze Ave Suite 402b, Delray Beach, FL 33483Office #2: 185 Asylum Street Cityplace Ii 11th Floor, Hartford, CT, 06103

RIA

CRD#: 106928

Delray Beach, FL

Past

February 14, 1994 - February 8, 2000

HARTFORD FINANCIAL GROUP, INC.

CRD#: 23748

HARTFORD, CT

Past

October 18, 1988 - December 31, 1993

E. T. ANDREWS & CO., INC.

CRD#: 1090

Past

July 24, 1985 - October 24, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/19/2023)

IAR

Connecticut
(2/28/2000)

IAR

Florida
(9/27/2021)

IAR

Massachusetts
(8/6/2024)

IAR

Rhode Island
(4/8/2024)

IAR

Texas
(4/24/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/1991

General Securities Principal Examination

Current Firm

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

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Contact information

Main Address

185 Asylum Street City Place Ii 11th Floor, Hartford, CT, 06103-3402

Mailing Address

Phone number

(860) 527-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADLEY, FOSTER & SARGENT (5/13/2025)

Regulatory assets under management

Total Number of Accounts	4,967
AUM (Assets Under Management)	$ 8,593,473,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
02/02/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Keith G. Larose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Glenn Larose's CRS (Customer Relationship Summary).

Certified licenses

Education

Experience

HARTFORD FINANCIAL GROUP, INC.

E. T. ANDREWS & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BRADLEY FOSTER & SARGENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2024

Series 63

Date: 7/25/1985

Series 7

Date: 7/20/1985

Series 24

Date: 5/24/1991

Current Firm

BRADLEY FOSTER & SARGENT INC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRADLEY FOSTER & SARGENT INC

TRUST BUT VERIFY

Contact information

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