Benjamin F. Day

VALLEY VIEW CONSULTING LLC

Buena Vista, VA

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CRD#: 1380785

Professional summary

Benjamin Franklin Day, who also goes by Ben Day, is a registered financial advisor currently at VALLEY VIEW CONSULTING LLC located in Buena Vista, Virginia.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Benjamin has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Day

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Family cattle farm and residential rental properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Franklin Day's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2012 - Present

VALLEY VIEW CONSULTING LLC

RIA

CRD#: 108583

Buena Vista, VA

Past

September 10, 2008 - November 14, 2008

KESSLER & COMPANY INVESTMENTS, INC.

CRD#: 18749

DENVER, CO

Past

September 24, 2003 - October 20, 2006

KESSLER & COMPANY INVESTMENTS, INC.

CRD#: 18749

DENVER, CO

Past

November 7, 2002 - January 15, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BOULDER, CO

Past

July 1, 1999 - January 15, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

May 23, 1995 - May 18, 1999

KESSLER & COMPANY INVESTMENTS, INC.

CRD#: 18749

DENVER, CO

Past

February 28, 1992 - May 1, 1995

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 23, 1985 - May 9, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY VIEW CONSULTING LLC

CRD#: 108583 / SEC#: 801-56181

RIA

Registered Investment Advisory firm - (1/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/8/2014)

IAR

North Carolina
(3/15/2014)

IAR

Texas
(10/18/2012)

IAR

Virginia
(10/18/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/13/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/28/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/3/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VALLEY VIEW CONSULTING LLC

CRD#: 108583 / SEC#: 801-56181

RIA

Registered Investment Advisory firm - (1/8/1999 Approved)

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Contact information

Main Address

Huddleston, VA

Mailing Address

Phone number

(540) 297-3419

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VALLEY VIEW CONSULTING FORM ADV PART 2 2025 03 22 (3/22/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 15,700,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin F. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Franklin Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESSLER & COMPANY INVESTMENTS, INC.

KESSLER & COMPANY INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

KESSLER & COMPANY INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

VALLEY VIEW CONSULTING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2012

Series 66

Date: 9/13/2002

Series 63

Date: 7/25/1985

Series 3

Date: 11/28/1988

Series 7

Date: 7/20/1985

Series 8

Date: 3/3/1995

Current Firm

VALLEY VIEW CONSULTING LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY VIEW CONSULTING LLC

TRUST BUT VERIFY

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