John W. Perillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Perillo, who also goes by John W Perillo, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2017 - January 11, 2019
DETWILER FENTON & CO.
February 27, 2001 - June 15, 2017
DETWILER FENTON & CO.
August 21, 2000 - February 12, 2001
MOORS & CABOT, INC.
March 26, 1998 - August 18, 2000
TRUIST SECURITIES, INC.
June 20, 1996 - May 5, 1998
EARLYBIRDCAPITAL, INC.
May 10, 1993 - June 25, 1996
NATIONAL FINANCIAL SERVICES LLC
May 19, 1992 - March 29, 1993
PERSHING LLC
August 20, 1985 - April 15, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/10/2001
Limited Representative-Equity Trader ExamCurrent Firm
DETWILER FENTON & CO.
CRD#: 1794 / SEC#: , 8-16324
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DETWILER FENTON GROUP, INC. | HOLDING COMPANY | |
| FENTON, PETER DELIMA | CEO, PRESIDENT, CCO | 2334505 |
| KAPPOTIS, ERNEST D | FINOP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
