Joseph A. Schifano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Schifano, who also goes by Josepl Anthony Schifano, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1985. Joseph had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1999 - December 31, 2005
THE INVESTMENT CENTER, INC.
August 21, 1998 - May 10, 2000
FINANCIAL MANAGEMENT SERVICES, LLC
August 16, 1996 - September 10, 1999
SECURITIES SERVICE NETWORK, LLC
November 7, 1995 - June 20, 1996
AMERICAN INVESTMENT SERVICES, INC.
October 9, 1991 - November 15, 1995
OSAIC WEALTH, INC.
October 9, 1989 - October 18, 1991
OSAIC FS, INC.
May 4, 1987 - September 26, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 22, 1987 - April 7, 1987
J. T. MORAN & CO., INC.
December 10, 1986 - February 9, 1987
HOMESTEAD SECURITIES, INC.
October 10, 1985 - September 4, 1986
PHILIPS, APPEL & WALDEN, INC.
July 24, 1985 - September 4, 1985
MARVEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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