Gregory W. Smith

LONG RUN INVESTMENT MANAGEMENT

Long Grove, IL

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CRD#: 1380572

Professional summary

Gregory White Smith, CFP® is a registered financial advisor currently at LONG RUN INVESTMENT MANAGEMENT, LLC located in Long Grove, Illinois.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Gregory has worked at 4 firms and has passed the Series 63, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory White Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

November 17, 2011 - Present

LONG RUN INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 159343

Long Grove, IL

Past

September 11, 1987 - April 16, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

December 10, 1985 - December 17, 1986

WASHINGTON NATIONAL EQUITY COMPANY

CRD#: 4242

Past

July 15, 1985 - September 16, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/17/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/3/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/31/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LONG RUN INVESTMENT MANAGEMENT, LLC

CRD#: 159343 / SEC#:

Illinois

Registered Investment Advisory firm - (11/17/2011 Approved)

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Contact information

Main Address

Long Grove, IL

Mailing Address

318 W Half Day Rd. Suite 229, Buffalo Grove, IL 60068

Phone number

(847) 478-3033

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 9,708,909

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory W. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory White Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONG RUN INVESTMENT MANAGEMENT, LLC

PRUDENTIAL EQUITY GROUP, LLC

WASHINGTON NATIONAL EQUITY COMPANY

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/3/1987

Series 3

Date: 8/31/1987

Series 7

Date: 12/21/1985

Series 6

Date: 7/12/1985

Current Firm

LONG RUN INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LONG RUN INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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