Timothy J. Walsh

FORTUNE FINANCIAL SERVICES

Bourne, MA

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CRD#: 1380462

Professional summary

Timothy Jude Walsh, who also goes by Tim Walsh, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Bourne, Massachusetts.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1985. Timothy has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Jude Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2018 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Bourne, MA

Past

October 28, 2014 - October 2, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

January 7, 2014 - October 27, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

PEMBROKE, MA

Past

October 24, 2013 - December 31, 2013

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

PAWTUCKET, RI

Past

July 8, 2009 - October 8, 2013

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

PEMBROKE, MA

Past

November 3, 2008 - July 10, 2009

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

BRAINTREE, MA

Past

February 9, 2002 - November 6, 2008

PARKLAND SECURITIES, LLC

CRD#: 115368

PEMBROKE, MA

Past

June 10, 1998 - February 9, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

March 12, 1997 - May 22, 1998

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

July 30, 1991 - March 6, 1997

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

March 11, 1988 - June 12, 1991

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

July 1, 1985 - November 16, 1987

SIGNATOR INVESTORS, INC.

CRD#: 468

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/2/2018)

Massachusetts
(10/2/2018)

Michigan
(6/3/2019)

Exams

State Security Law Exam

Series 63

Date: 7/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/28/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy J. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Jude Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESTERS EQUITY SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

SUNSET FINANCIAL SERVICES, INC.

AMERITAS INVESTMENT COMPANY, LLC

PARKLAND SECURITIES, LLC

WALNUT STREET SECURITIES, INC.

CETERA ADVISORS LLC

HORNOR, TOWNSEND & KENT, LLC

AMERICAN GENERAL EQUITY SERVICES CORPORATION

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/23/1985

SIE

Date: 10/1/2018

Series 6

Date: 6/28/1985

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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