Michael L. Richter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lewis Richter was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 27, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2001 - August 23, 2013
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
July 29, 1999 - August 8, 2000
MARKETXT, INC.
May 15, 1997 - May 27, 1999
CITICORP SECURITIES SERVICES, INC.
May 14, 1988 - May 21, 1993
LEHMAN BROTHERS INC.
June 18, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/22/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 12/10/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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