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JE

John Henry Eikenberry

CRD# 1380338·Registered 1985 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Henry Eikenberry was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1985 - 2015. John had worked at 7 firms and has passed the SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CENTER STREET SECURITIES, INC.·CRD# 26898
BD
Sidney, OH
June 2, 2009 - November 30, 2015
BROOKSTONE CAPITAL MANAGEMENT LLC·CRD# 141413
RIA
Sidney, OH
February 24, 2009 - August 28, 2024
SOUTHEAST INVESTMENTS, N.C., INC.·CRD# 43035
BD
Charlotte, NC
August 2, 2007 - February 24, 2009
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Sidney, OH
August 27, 2001 - April 3, 2007
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
September 17, 1997 - August 27, 2001
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
March 27, 1995 - March 5, 1997
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Cincinnati, OH
June 2, 1987 - December 31, 1994
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
July 9, 1985 - May 15, 1987

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Current Firm

CS
CENTER STREET SECURITIES, INC.

CENTER STREET SECURITIES, INC. | ELLIOTT FINANCIAL SERVICES, INC.

CRD#: 26898 / SEC#: 8-42786
BD
Terminated by SEC on 01/27/2024

Contact Information

Established

Louisiana since 06/01/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CENTER STREET HOLDINGS INC.DIRECT OWNER—
ONESTO, RICHARD ERNESTFINOP2453096
POLLARD, DONALD ROBERTCHIEF EXECUTIVE OFFICER—
POLLARD, DONALD ROBERTROP—
ROMANO, MICHAEL ANTHONYCHIEF COMPLIANCE OFFICER734293

Disclosures

Regulatory Event

6

Criminal

1

Arbitration

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIG AS FMO - LIFE INSURANCE, HEALTH INSURANCE, ANNUITIES. SALES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1985About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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