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GS

Garry Wayne Shaw

CRD# 1380320·Registered 1985 - 2018
Previously Registered: Being a previously registered professional could mean that Garry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Garry Wayne Shaw, who also goes by Gary Wayne Shaw, was a registered financial advisor. Garry was a previously registered financial professional and started their career in finance 1985 - 2018. Garry had worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Wayne Shaw

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years registered in the securities industry

Current & Past Employments

Past

MULTI-BANK SECURITIES, INC.Past·CRD# 22098
BD
Southfield, MI
March 12, 2018 - May 31, 2018
CALTON & ASSOCIATES, INC.Past·CRD# 20999
BD
Little Rock, AR
January 4, 2010 - December 15, 2017
KESTRA INVESTMENT SERVICES, LLCPast·CRD# 42046
BD
Austin, TX
February 27, 2008 - December 31, 2008
THOMAS GROUP CAPITALPast·CRD# 112901
BD
Atlanta, GA
November 15, 2005 - December 21, 2007
SUMA SECURITIES, LLCPast·CRD# 35852
BD
Atlanta, GA
April 29, 2004 - May 16, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
St. Petersburg, FL
January 4, 1999 - October 24, 2002
ROBERT THOMAS SECURITIES, INCPast·CRD# 10147
BD
St. Petersburg, FL
July 16, 1997 - January 4, 1999
MARION BASS SECURITIES CORPORATIONPast·CRD# 7961
BD
Charlotte, NC
December 4, 1996 - June 16, 1997
VINING-SPARKS IBG, LLCPast·CRD# 27502
BD
Memphis, TN
January 1, 1991 - August 29, 1994
VINING-SPARKS SECURITIES, INC.Past·CRD# 10073
BD
December 5, 1990 - January 1, 1991
ALLISON, ROSENBLUM & HANNAHS, INC.Past·CRD# 22375
BD
February 6, 1989 - November 23, 1990
U.S. ASSOCIATES, INC.Past·CRD# 13511
BD
October 21, 1988 - February 13, 1989
SWINK & COMPANY, INC.Past·CRD# 7111
BD
January 4, 1988 - October 13, 1988
CREWS & ASSOCIATES, INC.Past·CRD# 8052
BD
June 12, 1987 - January 11, 1988
BOWMAN & COMPANY INCORPORATEDPast·CRD# 15983
BD
October 9, 1986 - June 11, 1987
POWELL & SATTERFIELD, INC.Past·CRD# 7030
BD
July 18, 1985 - October 14, 1986

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Current Firm

MS
MULTI-BANK SECURITIES, INC.

MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: 8-39547
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1000 Town Center #2300, Southfield, MI 48075

Mailing Address

1000 Town Center #2300, Southfield, MI 48075

Phone Number

(248) 291-1100

Established

Michigan since 08/17/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER—
COOGAN, MICHAEL LAWSONCFO1735236
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO, SECRETARY5593423
MACCAGNONE, DAVID THOMASCHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT AND CEO2077369

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1985About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2006About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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