Ralph M. Shino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Matthew Shino, who also goes by Matt Shino, R Matthew Shino, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1985. Ralph had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2014 - September 6, 2016
STERLING ADVISOR GROUP
September 28, 1995 - October 22, 2007
BERRY-SHINO SECURITIES, INC.
September 21, 1993 - December 13, 1994
FORTA FINANCIAL GROUP, INC.
February 7, 1992 - September 9, 1993
FIRST SECURITY INVESTOR SERVICES, INC.
February 11, 1991 - February 18, 1992
WELLS FARGO CLEARING SERVICES, LLC
November 22, 1989 - January 30, 1991
ACUMENT SECURITIES, INC.
May 18, 1989 - November 9, 1989
B.C. CHRISTOPHER SECURITIES CO.
April 19, 1989 - June 8, 1989
JOHNSON HOGLE & COMPANY, INC.
March 24, 1988 - May 23, 1989
R. A. JOHNSON AND COMPANY, INC.
December 21, 1987 - March 24, 1988
FPI SECURITIES, INC.
June 19, 1985 - December 23, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING ADVISOR GROUP
CRD#: 147357 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 265 |
| AUM (Assets Under Management) | $ 11,650,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
