Daniel W. Margheret

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CRD#: 1380248

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Wayne Margheret was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Other Business Name: DJM Group, LLC 2.Investment Related? Not Investment Related 3.Address of Other Business: 5633 Spring Grove Dr., Solon, OH 44139 4.Nature of Other Business: Real Estate Rental 5.Position/Title/Relationship with Other Business: President 6.Start Date: 10/30/2002 7.Hours Per Month: 6 8.Market Hours Per Month: 0 9.Duties Related to Other Business: DJM Group owns 2 12,000 sq ft buildings in Solon, OH, owns 3 condos in SC and TN operated and rented by a non-related management company. 1.Other Business Name: Margheret & Associates, LLC 2.Investment Related? Not Investment Related 3.Address of Other Business: 5633 Spring Grove Dr., Solon, OH 44139 4.Nature of Other Business: Consulting 5.Position/Title/Relationship with Other Business: President 6.Start Date: 05/1985 7.Hours Per Month: 10 8.Market Hours Per Month: 0 9.Duties Related to Other Business: Provide consulting services for businesses and individuals for various purposes.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 17, 2021 - April 17, 2025

PEAK WEALTH SOLUTIONS

RIA

CRD#: 127391

PEPPER PIKE, OH

Past

January 15, 2014 - February 9, 2021

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

BEACHWOOD, OH

Past

December 4, 2009 - October 29, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEACHWOOD, OH

Past

September 8, 2009 - February 23, 2021

LPL FINANCIAL LLC

CRD#: 6413

BEACHWOOD, OH

Past

April 6, 2000 - December 15, 2009

MARGHERET & ASSOCIATES, LLC

RIA

CRD#: 119998

SOLON, OH

Past

June 19, 1985 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

SOLON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK WEALTH SOLUTIONS

CRD#: 127391 / SEC#: 801-71071

RIA

Registered Investment Advisory firm - (2/25/2010 Approved)

Ohio

Registered Investment Advisory firm - (3/29/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2010

General Securities Principal Examination

Current Firm

PEAK WEALTH SOLUTIONS

CRD#: 127391 / SEC#: 801-71071

RIA

Registered Investment Advisory firm - (2/25/2010 Approved)

Ohio

Registered Investment Advisory firm - (3/29/2014 Terminated)

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Contact information

Main Address

30195 Chagrin Blvd. Suite 360, Pepper Pike, OH 44124

Mailing Address

Phone number

(216) 370-7887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEAK WEALTH SOLUTIONS FIRM BROCHURE DTD 3/15/2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,040
AUM (Assets Under Management)	$ 789,182,723

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel W. Margheret

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MARGHERET & ASSOCIATES, LLC

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

PEAK WEALTH SOLUTIONS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/1986

SIE

Date: 10/1/2018

Series 7

Date: 6/15/1985

Series 24

Date: 1/14/2010

Current Firm

PEAK WEALTH SOLUTIONS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK WEALTH SOLUTIONS

TRUST BUT VERIFY

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