Glenn P. Able
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Patrick Able was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1985. Glenn had worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2021 - April 10, 2026
CREATIVE PLANNING
November 19, 2013 - January 24, 2022
LOCKTON INVESTMENT ADVISORS, LLC
April 9, 2010 - December 13, 2021
LOCKTON INVESTMENT SECURITIES, LLC
April 7, 2009 - June 3, 2009
GUIDESTONE FINANCIAL SERVICES
February 23, 2006 - June 3, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
January 25, 1996 - September 23, 2003
IDS LIFE INSURANCE COMPANY
January 25, 1996 - September 23, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 5, 1994 - January 4, 1996
WELLS FARGO SECURITIES INC.
March 22, 1988 - August 12, 1991
HIMCO DISTRIBUTION SERVICES COMPANY
June 18, 1985 - March 2, 1988
WADDELL & REED
Primary Firm SEC Registration
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 269,686 |
| AUM (Assets Under Management) | $ 217,399,324,981 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2025 | ||
| 09/19/2024 | ||
| 01/03/2024 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
