Michael J. Jette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Jette, CFP®, who also goes by Mike Jette, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
January 18, 2022 - December 31, 2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
December 1, 2021 - December 31, 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
November 30, 2021 - January 18, 2023
LPL FINANCIAL LLC
February 5, 2003 - December 8, 2021
CARROLL FINANCIAL ASSOCIATES INC
November 30, 2000 - December 3, 2021
CETERA WEALTH SERVICES, LLC
April 30, 1997 - December 1, 2000
LIFEMARK SECURITIES CORP.
December 21, 1990 - May 6, 1997
WOODBURY FINANCIAL SERVICES, INC.
November 7, 1986 - November 26, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
July 12, 1985 - November 26, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Financial AdvisorCRD#: 130139TRUST BUT VERIFY
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