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Michael Joseph Jette

Michael J. Jette

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CRD#: 1380178
Michael Joseph Jette

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Joseph Jette, CFP®, who also goes by Mike Jette, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Biography

Mike has been in the financial services industry for over 30 years. He has held numerous leadership roles throughout his career, including Former President of the Society of Financial Service Professionals – Charlotte Chapter, and former President of Rotary International – Charlotte North Chapter. Mike is also a Rotary International Paul Harris Fellow and former Chairman of the Charlotte Ethics in Business Award. He continues to demonstrate his leadership, ethics, and commitment to giving back to various communities and organizations. Mike joined Wealth Enhancement Group in 2021 through the Carroll Financial Acquisition.
top-8-questions

Question & Answer

What are your service offerings?
Investment Planning
Retirement Planning
Long-term Care
Comprehensive Financial Planni...
Insurance Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
No

Aliases

Mike Jette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/30/2001 - Carroll Financial / WEG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/2000 - 5 Hours Per Month - Selling Term Life, Guaranteed Universal Life, Whole Life, Fixed Annuities, LTCI, DI. 2. 11/30/2021 - WEALTH ENHANCEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/17/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - DBA: (Hybrid) Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/1/2021 - 150 Hours Per Month/7.5 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Past

January 18, 2022 - December 31, 2024

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

December 1, 2021 - December 31, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
Rock Hill, SC
Past

November 30, 2021 - January 18, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
ROCK HILL, SC
Past

February 5, 2003 - December 8, 2021

CARROLL FINANCIAL ASSOCIATES INC

RIA
CRD#: 105427
ROCK HILL, SC
Past

November 30, 2000 - December 3, 2021

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
ROCK HILL, SC
Past

April 30, 1997 - December 1, 2000

LIFEMARK SECURITIES CORP.

BD
CRD#: 16204
ROCHESTER, NY
Past

December 21, 1990 - May 6, 1997

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

November 7, 1986 - November 26, 1990

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
Past

July 12, 1985 - November 26, 1990

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/1/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/11/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/11/1997
General Securities Principal Examination

Current Firm

WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WEALTH ENHANCEMENT GROUP, LLCOWNER
CAHN, JAMES LORENVICE PRESIDENT6052512
CAIN, STEPHANIE MHEAD OF SUPERVISION4081085
CLARK, LISA LYNNOPERATIONS OFFICER2271616
DEKKO, JEFFREY THOMAS HAROLDVICE PRESIDENT4648018
DIECKHAUS, JOSEPH ALANCHIEF COMPLIANCE OFFICER5374613
FURCHT, ELIZABETH ANNSECRETARY5778785
WINDORSKI, KELLY JOSEPHCHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL3211118

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Financial AdvisorCRD#: 130139

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