Donald E. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Eugene Brown, CFP®, who also goes by Don Brown, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
August 31, 2023 - July 1, 2025
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
August 25, 2023 - July 1, 2025
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
August 17, 2023 - June 30, 2025
LPL FINANCIAL LLC
September 16, 2008 - September 5, 2023
THREE MAGNOLIAS FINANCIAL ADVISORS
July 22, 2008 - August 16, 2023
CETERA WEALTH SERVICES, LLC
February 9, 2001 - July 17, 2008
MML INVESTORS SERVICES, LLC
February 9, 1990 - July 17, 2008
MML INVESTORS SERVICES, LLC
November 21, 1988 - February 14, 1990
LEHMAN BROTHERS INC.
July 24, 1985 - November 25, 1988
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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