Robert A. Scoppechio
Professional summary
Robert Anthony Scoppechio, who also goes by Bob Scoppechio, Robert Anthony Soppechio, is a registered financial professional currently at REGAL SECURITIES, INC. located in Amherst, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Anthony Scoppechio's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2012 - Present
REGAL SECURITIES, INC.
Office #1: 1404 Sweet Home Road Suite 12, Amherst, NY 14228July 12, 2012 - August 3, 2012
L.M. KOHN & COMPANY
February 5, 2004 - July 23, 2012
LEONARD & COMPANY
September 4, 1998 - February 6, 2004
KEYBANC CAPITAL MARKETS INC.
August 2, 1993 - September 4, 1998
ESSEX CAPITAL MARKETS, INC.
May 8, 1987 - July 27, 1993
MORGAN STANLEY DW INC.
July 31, 1985 - July 2, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2012)
(1/9/2017)
(8/6/2012)
(1/9/2017)
(8/6/2012)
(9/16/2021)
(8/6/2012)
(3/12/2018)
(10/28/2014)
(8/6/2012)
(10/28/2024)
(5/15/2025)
(8/24/2022)
Exams
Series 8
Date: 2/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
REGAL SECURITIES, INC.
CRD#: 7297 / SEC#: , 8-21765
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOKIOS, GEORGE | CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | 718774 |
| VILLAFLOR, ROBERT FUSTER | SHAREHOLDER | 2374555 |
| AKSOMITAITE, SKAISTE | VICE PRESIDENT AND FINOP | 4852873 |
| BOKIOS, EUGENIA THEADORA MS | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2392199 |
| BOKIOS, VICTORIA THEADORA | TREASURER/SECRETARY | 2421318 |
| ENGELBRECHT, JEREMY AARON | CHIEF COMPLIANCE OFFICER (INTERIM) | 3277607 |
| HERRIN, SHAWN EVERETT | PRESIDENT | 2311476 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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Company Information
REGAL SECURITIES, INC.
CRD#: 7297Amherst, NY 14228TRUST BUT VERIFY
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