Stephen D. Robinson

TRUIST ADVISORY SERVICES

DALLAS, TX 75201

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CRD#: 1380119

Professional summary

Stephen Daniel Robinson, AIF®, CIMA® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Dallas, Texas and TRUIST INVESTMENT SERVICES, INC. located in Dallas, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Stephen has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Daniel Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 17, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 100 Crescent Cr Fl 10, Dallas, TX 75201

RIA

CRD#: 283390

DALLAS, TX

Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 100 Crescent Ct Fl 10, Dallas, TX 75201

CRD#: 17499

Dallas, TX

Past

May 6, 2016 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

May 6, 2016 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

May 20, 2013 - May 20, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

DALLAS, TX

Past

May 20, 2013 - May 20, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

DALLAS, TX

Past

February 8, 2012 - April 30, 2013

ROBINSON WEALTH ADVISORS, LLC

RIA

CRD#: 160248

DALLAS, TX

Past

May 14, 2010 - May 20, 2013

WFG ADVISORS, LP

RIA

CRD#: 125073

DALLAS, TX

Past

May 14, 2010 - May 20, 2013

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

March 19, 2009 - May 18, 2010

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

DALLAS, TX

Past

March 19, 2009 - May 18, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

DALLAS, TX

Past

March 31, 2006 - March 16, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

DALLAS, TX

Past

March 31, 2006 - March 16, 2009

STANFORD GROUP COMPANY

CRD#: 39285

DALLAS, TX

Past

January 13, 2001 - April 12, 2006

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

DALLAS, TX

Past

January 13, 2001 - April 12, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

May 28, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

July 31, 1993 - June 17, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 23, 1985 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/9/2023)

California
(2/17/2021)

Colorado
(2/17/2021)

Florida
(2/17/2021)

Georgia
(2/17/2021)

Indiana
(2/17/2021)

Kansas
(6/13/2024)

Louisiana
(2/17/2021)

IAR

Louisiana
(4/19/2021)

Maryland
(2/17/2021)

Massachusetts
(10/29/2021)

Michigan
(2/17/2021)

Missouri
(2/17/2021)

Nevada
(1/28/2025)

New Jersey
(5/9/2023)

New Mexico
(2/17/2021)

New York
(2/17/2021)

North Carolina
(8/4/2021)

Ohio
(2/17/2021)

Oklahoma
(2/17/2021)

Pennsylvania
(2/2/2024)

South Carolina
(6/4/2025)

Texas
(2/17/2021)

IAR

Texas
(2/17/2021)

Washington
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/12/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 3

Date: 4/30/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (12/1/2025)

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (12/1/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen D. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Daniel Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

ROBINSON WEALTH ADVISORS, LLC

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/1992

Series 63

Date: 7/31/1985

SIE

Date: 10/1/2018

Series 31

Date: 12/12/2006

Series 3

Date: 4/30/1990

Series 7

Date: 7/20/1985

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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