Nancy H. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Harvey Jones was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1985. Nancy had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2009 - October 15, 2014
BHJ WEALTH ADVISORS
June 22, 1994 - December 31, 2009
HARVEY - JONES COMPANY
July 21, 1987 - June 2, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 3, 1985 - July 28, 1986
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BHJ WEALTH ADVISORS
CRD#: 151507 / SEC#: 801-118204
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 152,105,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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