Albert G. Heino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert George Heino, who also goes by George Albert Heino, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1985. Albert had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2010 - August 3, 2015
SUNSTREET SECURITIES, LLC
March 8, 1996 - November 13, 2009
WOODSTOCK FINANCIAL GROUP, INC.
April 25, 1991 - March 22, 1996
MANOR SECURITIES CORPORATION
October 6, 1989 - April 4, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
October 30, 1986 - October 7, 1989
INVESTACORP, INC.
October 8, 1985 - December 23, 1986
O. R. SECURITIES, INC.
August 28, 1985 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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