Peter J. Coughlin

BERKSHIRE MONEY MANAGEMENT

DALTON, MA 01226

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CRD#: 1379968

Professional summary

Peter James Coughlin, who also goes by Peter J Coughlin, is a registered financial advisor currently at BERKSHIRE MONEY MANAGEMENT, INC. located in Dalton, Massachusetts.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Peter has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter J Coughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIMITED PARTNER (25%) IN COUGHLIN FAMILY LIMITED PARTNERSHIP; INVESTMENT RELATED; BONITA SPRINGS, FL: 20% OWNERSHIP; START DATE 10/20/1998; NO DUTIES/ NO TIME DEVOTED. ACCOUNT WAS OPENED IN 1996.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Coughlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2016 - Present

BERKSHIRE MONEY MANAGEMENT, INC.

Office #1: 161 Main Street Ste. 8, Dalton, MA 01226

RIA

CRD#: 124873

DALTON, MA

Past

July 23, 2015 - November 23, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALBANY, NY

Past

July 21, 2015 - November 23, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALBANY, NY

Past

January 28, 1995 - August 20, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALBANY, NY

Past

March 28, 1989 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

July 24, 1985 - April 7, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERKSHIRE MONEY MANAGEMENT, INC.

CRD#: 124873 / SEC#: 801-61763

RIA

Registered Investment Advisory firm - (1/29/2003 Approved)

Massachusetts

Registered Investment Advisory firm - (1/13/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/23/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/9/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Current Firm

BERKSHIRE MONEY MANAGEMENT, INC.

CRD#: 124873 / SEC#: 801-61763

RIA

Registered Investment Advisory firm - (1/29/2003 Approved)

Massachusetts

Registered Investment Advisory firm - (1/13/2005 Terminated)

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Contact information

Main Address

161 Main Street, Dalton, MA 01226

Mailing Address

Phone number

(888) 232-6072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMM PART 2 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,286
AUM (Assets Under Management)	$ 1,075,414,036

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter J. Coughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Coughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BERKSHIRE MONEY MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2015

Series 63

Date: 8/6/1985

SIE

Date: 11/23/2016

Series 3

Date: 10/9/1986

Series 7

Date: 7/20/1985

Current Firm

BERKSHIRE MONEY MANAGEMENT, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERKSHIRE MONEY MANAGEMENT, INC.

TRUST BUT VERIFY

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