Robert A. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allan Mcdonald, who also goes by Bob Mcdonald, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 7 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2012 - September 23, 2013
MOODY CAPITAL SOLUTIONS, INC
May 2, 2012 - July 26, 2012
ROSWELL CAPITAL SECURITIES, LLC
March 23, 2012 - May 10, 2012
MOODY CAPITAL SOLUTIONS, INC
August 8, 2011 - March 5, 2012
MORGAN STANLEY
July 7, 2011 - March 5, 2012
MORGAN STANLEY
August 13, 2001 - October 29, 2003
CHARLES SCHWAB & CO., INC.
April 21, 1994 - February 12, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
May 5, 1993 - March 18, 1994
ITG EXECUTION SERVICES, INC.
July 24, 1985 - August 18, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
