Daniel J. Kipp

CITY CAPITAL ADVISORS

CHICAGO, IL 60611

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CRD#: 1379802

Professional summary

Daniel Jordan Kipp, who also goes by Kipper Kip, Kipper Kipp, is a registered financial professional currently at CITY CAPITAL ADVISORS, LLC located in Chicago, Illinois.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1986. Daniel has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kipper Kip | Kipper Kipp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Jordan Kipp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2008 - Present

CITY CAPITAL ADVISORS, LLC

Office #1: 444 North Michigan Avenue, Suite 3200, Chicago, IL 60611

CRD#: 143528

CHICAGO, IL

Past

April 14, 2005 - December 20, 2006

KIPP REESE KOLDYKE SECURITIES LLC

CRD#: 133234

CHICAGO, IL

Past

July 8, 2004 - May 5, 2005

LEEB BROKERAGE SERVICES, INC.

CRD#: 46195

NEW YORK, NY

Past

September 24, 1999 - May 20, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

March 23, 1999 - September 28, 1999

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

December 3, 1997 - October 2, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 22, 1986 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/26/2008)

Exams

State Security Law Exam

Series 63

Date: 11/26/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/15/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CITY CAPITAL ADVISORS, LLC

CRD#: 143528 / SEC#: , 8-67580

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

444 North Michigan Avenue, Suite 3200, Chicago, IL 60611

Mailing Address

444 North Michigan Avenue, Suite 3200, Chicago, IL 60611

Phone number

(312) 494-9800

Established

Delaware since 05/05/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KING, RICHARD MARTIN	MANAGING DIRECTOR
TIMMERMAN, MARK ALLEN	CCO, AMLCO, MANAGING DIRECTOR & EXECUTIVE REPRESENTATIVE
LENART, BRIAN DOUGLAS	FINOP, PFO/POO	736107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel J. Kipp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Jordan Kipp's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIPP REESE KOLDYKE SECURITIES LLC

LEEB BROKERAGE SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

COWEN AND COMPANY

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/1986

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

Series 24

Date: 3/15/2001

FINRA

Current Firm

CITY CAPITAL ADVISORS, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CITY CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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