Kelly S. Broadhurst
Professional summary
Kelly Singley Broadhurst, who also goes by Kelly Anne Broadhurst, Kelly Anne Singley, is a registered financial professional currently at CBOE TRADING, INC. located in Overland Park, Kansas.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1985. Kelly has worked at 7 firms and has passed the Series 63, Series 57TO, Series 79, SIE, Series 55, Series 3, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Singley Broadhurst's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2019 - Present
CBOE TRADING, INC.
Office #1: 6800 West 115th Street Suite 260, Overland Park, KS 66211August 26, 2008 - May 3, 2019
SG AMERICAS SECURITIES, LLC
June 29, 1998 - August 13, 2008
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
August 28, 1995 - September 2, 1997
SBC WARBURG, INC.
August 27, 1990 - September 19, 1995
UBS FINANCIAL SERVICES INC.
September 22, 1989 - September 19, 1995
UBS FINANCIAL SERVICES INC.
June 18, 1985 - September 14, 1989
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/10/2006
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CBOE TRADING, INC.
CRD#: 136734Overland Park, KS 66211TRUST BUT VERIFY
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