David W. Fyfe
Professional summary
David William Fyfe is a registered financial professional currently at VELOCITY CLEARING, LLC located in Hazlet, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1986. David has worked at 15 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 56, Series 87, Series 55, Series 4, Series 24, Series 14, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David William Fyfe's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2021 - Present
VELOCITY CLEARING, LLC
Office #1: 1301 Route 36 Suite 103, Hazlet, NJ 07730September 6, 2013 - July 29, 2021
HOLD BROTHERS CAPITAL LLC
June 7, 2010 - September 7, 2010
SODALITE FINANCIAL SERVICES, LLC
June 4, 2010 - September 7, 2010
TAFFERER TRADING, LLC
May 7, 2008 - March 3, 2009
RENCAP SECURITIES, INC.
March 26, 2002 - February 12, 2007
VANDHAM SECURITIES CORP.
January 2, 2002 - March 14, 2002
OPPENHEIMER & CO. INC.
February 22, 2001 - January 2, 2002
PRIME CHARTER LTD.
July 21, 1999 - October 20, 2000
DRAKE & COMPANY, INC.
November 5, 1998 - January 10, 2001
PARAGON CAPITAL MARKETS, INC.
January 17, 1995 - October 30, 1998
BLUESTONE CAPITAL CORP.
January 16, 1992 - October 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 2, 1989 - January 8, 1990
SECURITIES SETTLEMENT CORPORATION
July 20, 1987 - January 12, 1989
THOMSON MCKINNON SECURITIES INC.
March 19, 1986 - May 12, 1987
CAZENOVE INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2021)
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(8/25/2021)
(8/25/2021)
(8/25/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 56
Date: 9/6/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 10/30/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 7/22/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
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