Donald E. Antaya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Earl Antaya, who also goes by Donald E Antaya, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2012 - December 31, 2020
CLEARVIEW FINANCIAL CONSULTING LLC
April 3, 2009 - June 9, 2010
EQUITABLE ADVISORS, LLC
April 3, 2008 - March 2, 2009
SOUTHRIDGE INVESTMENT GROUP LLC
April 4, 2007 - January 17, 2008
NEWOAK CAPITAL MARKETS LLC
August 5, 2005 - November 28, 2006
SCOTT & STRINGFELLOW, LLC
June 24, 1994 - August 12, 2005
GLEACHER & COMPANY SECURITIES, INC.
January 23, 1992 - June 1, 1994
TUCKER ANTHONY INCORPORATED
October 5, 1989 - February 20, 1992
G. R. PHELPS & CO., INC.
March 17, 1988 - August 3, 1989
THOMSON MCKINNON SECURITIES INC.
November 6, 1986 - March 1, 1988
KLEINWORT BENSON NORTH AMERICA INC.
June 25, 1985 - November 13, 1986
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/3/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CLEARVIEW FINANCIAL CONSULTING LLC
CRD#: 163908 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
