Albert J. Houston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Joshua Houston, who also goes by A J Houston, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1985. Albert had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2000 - July 31, 2000
GOLDEN TRIANGLE SECURITIES LLC
July 30, 1998 - April 1, 2022
AMERICAN INVESTORS COMPANY
October 2, 1990 - April 1, 2022
AMERICAN INVESTORS COMPANY
May 15, 1986 - September 28, 1990
MONTEREY FINANCIAL SERVICES
June 18, 1985 - January 28, 1986
AMERICAN PACIFIC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GOLDEN TRIANGLE SECURITIES LLC
CRD#: 45641 / SEC#: 801-56237, 8-51114
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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