Steven A. Kanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alan Kanan, who also goes by Steve Kanan, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1985. Steven had worked at 14 firms and has passed the Series 63, Series 62 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2013 - September 16, 2013
WORLD-XECUTION STRATEGIES
January 30, 2012 - August 12, 2013
WTS PROPRIETARY TRADING GROUP LLC
June 7, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
June 27, 2007 - October 20, 2009
G-2 TRADING,LLC
November 9, 1999 - July 6, 2001
ON-SITE TRADING, INC.
December 15, 1988 - March 8, 1989
LADENBURG THALMANN & CO. INC.
October 5, 1988 - January 3, 1989
ALLEGIANCE SECURITIES, INC.
March 17, 1988 - June 18, 1988
LEGEND MERCHANT GROUP, INC.
April 3, 1987 - October 29, 1987
DOMESTIC ARBITRAGE GROUP, INC.
September 25, 1986 - February 18, 1987
KUREEN & COOPER, INC.
July 28, 1986 - October 1, 1986
VANDERBILT SECURITIES, INC.
April 18, 1986 - July 30, 1986
M. RIMSON & CO., INC.
February 27, 1986 - March 31, 1986
ROONEY, PACE INC.
October 18, 1985 - March 5, 1986
BROWN, KNAPP & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/8/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
WORLD-XECUTION STRATEGIES
CRD#: 134645 / SEC#: , 8-66854
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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