Sandra A. Laskowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra A Laskowski, CFP®, who also goes by Sandra Ann Kidney, Sandra A Kidney, Sandra Ann Larratt-smith, Sandra A Laskowski, Sandra A Larratt-smith, Sandra Ann Laskowski, Sandra Laskowski, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1987. Sandra had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
April 2, 2024 - October 24, 2025
MERCER GLOBAL ADVISORS INC.
September 2, 2022 - June 20, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 2, 2022 - June 20, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 13, 2021 - May 27, 2022
LPL FINANCIAL LLC
May 12, 2021 - May 27, 2022
LPL FINANCIAL LLC
January 17, 2019 - May 31, 2019
KEY INVESTMENT SERVICES LLC
January 17, 2019 - May 31, 2019
KEY INVESTMENT SERVICES LLC
July 13, 2018 - August 8, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 23, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
June 8, 2015 - July 31, 2018
FIDELITY BROKERAGE SERVICES LLC
May 8, 2012 - January 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 2012 - January 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 1993 - June 19, 1996
NEWPORT COAST SECURITIES, INC.
September 23, 1988 - August 20, 1991
THE SEIDLER COMPANIES INCORPORATED
May 28, 1987 - October 13, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
