Jan F. Kallik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Ferdinand Kallik, CFA was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1998. Jan had worked at 1 firm and has passed the Series 63 and Series 65 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1998 - March 30, 2020
GENTER CAPITAL MANAGEMENT
Primary Firm SEC Registration
GENTER CAPITAL MANAGEMENT
CRD#: 108618 / SEC#: 801-55484
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENTER CAPITAL MANAGEMENT
CRD#: 108618 / SEC#: 801-55484
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,072 |
| AUM (Assets Under Management) | $ 4,527,711,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
