Judy V. Starr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy V Starr, who also goes by Judy Starr Kachigian, Judith VIrginia Starr, Judy Virginia Starr, was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 1991. Judy had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - September 30, 2010
FIRST REPUBLIC WEALTH ADVISORS, LLC
July 15, 2010 - October 31, 2012
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
June 16, 2010 - October 31, 2012
FIRST REPUBLIC SECURITIES COMPANY, LLC
June 7, 2004 - June 18, 2010
UBS FINANCIAL SERVICES INC.
June 7, 2004 - June 18, 2010
UBS FINANCIAL SERVICES INC.
May 14, 1998 - May 18, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 1998 - May 18, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
April 22, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
June 25, 1991 - January 14, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/8/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
