Lynn J. Tyrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Joyce Tyrell, who also goes by Lynn Joyce Owens, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1985. Lynn had worked at 5 firms and has passed the Series 63, Series 7, Series 4, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2001 - May 21, 2002
WESTERN INTERNATIONAL SECURITIES, INC.
January 27, 1995 - August 31, 2001
OWEN-JOSEPH SECURITIES, INC.
January 12, 1994 - March 27, 1995
C. M. BLAIR, W. O. FOSTER & CO., INC.
June 29, 1993 - January 12, 1994
MORGAN STANLEY DW INC.
May 7, 1993 - June 30, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 19, 1985 - May 21, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
