Theodore Eugene Dumbauld
Professional Summary
Theodore Eugene Dumbauld, who also goes by Ted Dumbauld, was a registered financial advisor. Theodore was a previously registered financial professional and started their career in finance 1989 - 2007. Theodore had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Dumbauld
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
ACCESS CAPITAL MARKETS, LLC | MALVINA CAPITAL MARKETS, LLC | AIA CAPITAL MARKETS LLC
Contact Information
Established
New York since 09/03/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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