WK
William E. King
KESTRA ADVISORY SERVICES
Peoria, IL 61602
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CRD#: 1378161
WK
Professional summary
William Elliott King, who also goes by William Elliot King, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Peoria, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Peoria, Illinois.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Elliot King
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 8/28/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Meet with clients/ build their portfolios/ move money as appropriate/ manage risk Name: KB Elliott Financial Advisors Investment Related: Yes Address: 412 SW Washington Street Peoria IL 61602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 8/31/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial AdvisorPOSITION: null NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: Address: DESCRIPTION: null Name: 1224 E SAMUEL PEORIA HEIGHTS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2025 ADDRESS: 1214 E Samuel, Peoria Heights IL 61616, United States DESCRIPTION: I own the house and it is a rental home.
CRS (Client Relationship Summary) - RIA
Click below to view William Elliott King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 412 Sw Washington Street Suite C, Peoria, IL 61602Office #2: 7150 Sunset Way #603, St Pete Beach, FL 33706RIA
CRD#: 283330
Peoria, IL
Current
August 23, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 412 Sw Washington St. Suite C, Peoria, IL 61602Office #2: 7150 Sunset Way #603, St Pete Beach, FL 33706BD
CRD#: 42046
Peoria, IL
Past
September 23, 2009 - August 25, 2017
WFG ADVISORS, LP
RIA
CRD#: 125073
SPRINGFIELD, IL
Past
September 23, 2009 - August 25, 2017
WFG INVESTMENTS, INC.
BD
CRD#: 22704
PEORIA, IL
Past
March 26, 2002 - September 30, 2009
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
PEORIA, IL
Past
February 10, 1999 - September 30, 2009
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
PEORIA, IL
Past
July 2, 1985 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2017)
RR
California(8/23/2017)
RR
District of Columbia(11/5/2019)
RR
Florida(8/23/2017)
IAR
Florida(3/19/2021)
RR
Illinois(8/23/2017)
IAR
Illinois(8/23/2017)
RR
Iowa(8/23/2017)
RR
Massachusetts(10/31/2023)
RR
New Hampshire(5/30/2019)
RR
North Carolina(8/23/2017)
RR
Ohio(8/23/2017)
RR
Tennessee(8/23/2017)
RR
Texas(8/22/2018)
RR
Wyoming(8/23/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
