Steven R. Baker

G. A. REPPLE & COMPANY

ESSEX, MD

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CRD#: 1378090

Professional summary

Steven Ray Baker, CFP®, who also goes by Steve Baker, is a registered financial advisor currently at G. A. REPPLE & COMPANY located in Essex, Maryland.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Steven has worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VROC - 808 BEST GATE ROAD, ANNAPOLIS, MD 21401 - RADIATION ONCOLOGY CENTER FOR PETS - LIMITED MEMBER 3% IN A VETERINARY CLINIC - NON-INVESTMENT RELATED - COMPENSATION DISTRIBUTION ONLY WHEN CLINIC TURNS PROFIT - 0 HRS PER MONTH, 0 HRS DURING TRADING. 2) S&S Alliance Investing, LLC - 2809 Boston Street, Apt # 147, Baltimore, MD 21224 - 50 % Member in LLC - buys, develops and holds real estate for sale or rent - Started 8-1-2022 - non-investment related - 5 hours per month, 0 hours during trading. 3) Hard Money Lending - 703 Rockaway Beach Ave, Essex, MD 21221 - Lender - Lend money to French Properties LLC for purchase of rehab and sale of real estate, earn interest on loans 3% origination fee and 10% interest/yr. - French Properties is not a client or prospect - Started 10-01-2016 - 1 hour per month not during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Ray Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 13, 1998 - Present

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

ESSEX, MD

Past

April 23, 1990 - October 25, 2010

G. A. REPPLE & COMPANY

CRD#: 17486

BEL AIR, MD

Past

February 28, 1986 - April 20, 1990

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

June 18, 1985 - March 11, 1986

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

G. A. REPPLE & COMPANY

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA

Registered Investment Advisory firm - SEC (9/16/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/23/2004 Terminated)

California

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/11/2005 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

South Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Virginia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Washington

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/10/2017)

IAR

Maryland
(1/13/1998)

IAR

Michigan
(3/28/2024)

IAR

Pennsylvania
(1/6/2016)

IAR

South Carolina
(11/1/2016)

IAR

Texas
(7/29/2025)

IAR

Virginia
(1/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/23/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/5/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/1990

General Securities Principal Examination

Current Firm

G. A. REPPLE & COMPANY

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA

Registered Investment Advisory firm - SEC (9/16/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/23/2004 Terminated)

California

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/11/2005 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

South Carolina

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (12/17/2004 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Virginia

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Washington

Registered Investment Advisory firm - SEC (12/16/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 Normandy Rd, Casselberry, FL 32707

Mailing Address

101 Normandy Rd, Casselberry, FL 32707

Phone number

(407) 339-9090

Established

Florida since 11/05/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GA REPPLE ADV WRAP BROCHURE - DIRECT DTD 3-28-2018 (3/31/2025)

2024 -10-30 GAR PART 2A OF FORM ADV_RELEASE (3/31/2025)

FMAX BROCHURE 2021 (3/31/2025)

GA REPPLE OPTIMIZED INVESTMENT PLATFORM - DTD 3-28-18 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
G.A. REPPLE FINANCIAL GROUP, INC.	PARENT CORPORATION
MOYER, TIMOTHY GLENN	COO	2555859
MOYER, TIMOTHY GLENN	CCO	2555859
REPPLE, GLENN ALLEN	PRESIDENT, GEN SEC PRINCIPAL	374301

Regulatory assets under management

Total Number of Accounts	3,349
AUM (Assets Under Management)	$ 614,731,911

Disclosures

Regulatory Event	8
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven R. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Ray Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

G. A. REPPLE & COMPANY

KEOGLER, MORGAN & COMPANY, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

G. A. REPPLE & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 7/23/2025

Series 65

Date: 5/5/2005

Series 7

Date: 6/15/1985

Series 24

Date: 7/3/1990

Current Firm

G. A. REPPLE & COMPANY

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

G. A. REPPLE & COMPANY

TRUST BUT VERIFY

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