Margaret A. Monckton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Ann Monckton, who also goes by Peggy Monckton, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1986. Margaret had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1994 - September 30, 2019
GEORGE K. BAUM & COMPANY
March 8, 1990 - May 31, 1994
GKB, INC.
March 8, 1988 - March 19, 1990
DBLKM INC.
October 13, 1987 - January 28, 1988
MLB INVESTMENTS, LTD.
September 26, 1986 - September 1, 1987
HANIFEN, IMHOFF INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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